RBC Dain Correspondents Go Live on SunGard’s Surveillance Solution

SunGard announced that correspondent clients of RBC Dain Correspondent ServicesSM (RBC Dain CS) have begun using SunGard’s Protegent BrokerAudit, a Web-based compliance and surveillance solution for correspondent firms to aggregate data and perform daily surveillance on their trading and account activities. Minneapolis-based RBC Dain Correspondent Services partnered with SunGard to provide Protegent BrokerAudit as a value-added service for its correspondent clients nationwide. “Our correspondent clients needed additional automated and integrated solutions to help them meet their compliance obligations, and we are now able to provide them with this tool through SunGard’s Protegent BrokerAudit solution,” said Steve Brown, director of client services at RBC Dain Correspondent Services.


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