SunGard announced that correspondent clients of RBC Dain Correspondent ServicesSM (RBC Dain CS) have begun using SunGard’s Protegent BrokerAudit, a Web-based compliance and surveillance solution for correspondent firms to aggregate data and perform daily surveillance on their trading and account activities. Minneapolis-based RBC Dain Correspondent Services partnered with SunGard to provide Protegent BrokerAudit as a value-added service for its correspondent clients nationwide. “Our correspondent clients needed additional automated and integrated solutions to help them meet their compliance obligations, and we are now able to provide them with this tool through SunGard’s Protegent BrokerAudit solution,” said Steve Brown, director of client services at RBC Dain Correspondent Services.
A report by broking group Marsh examines the repercussions from the administration of the South Korean company, which filed for bankruptcy protection at the end of August.
Global research by C2FO suggests that smaller businesses are less concerned with the repercussions of Brexit and the upcoming US presidential election.
A squeeze on skilled talent means it now takes an average of seven weeks to fill open permanent roles in finance in the UK according to new research from financial services recruitment firm Robert Half.
Early-stage merger and acquisition deals in Asia-Pacific show nearly 10% year-on-year growth in recent months.