A reporting tool that aims to enable customers to proactively manage both their regulatory obligations and their trading business has been launched by SunGard Trading Systems. According to SunGard, Management & Compliance, gives firms the ability to review and analyze regulatory issues in a timely manner, so they can make prompt adjustments to their strategies. The system provides the ability to filter and analyze order and execution data to detect patterns and trends. Managers can sort the data by trader, desk and security and create a variety of reports and graphically represent the information. Users can access the previous day’s 11ac1-5 and the preceding month’s 1-6 statistics and easily drill down to critical underlying data. SEC Rules 11ac1-5 and 1-6 are aimed at improving public disclosure of order execution quality and require market centres to make regular electronic reports.
A report by broking group Marsh examines the repercussions from the administration of the South Korean company, which filed for bankruptcy protection at the end of August.
Global research by C2FO suggests that smaller businesses are less concerned with the repercussions of Brexit and the upcoming US presidential election.
A squeeze on skilled talent means it now takes an average of seven weeks to fill open permanent roles in finance in the UK according to new research from financial services recruitment firm Robert Half.
Early-stage merger and acquisition deals in Asia-Pacific show nearly 10% year-on-year growth in recent months.